The Emergence of Modern Europe, page 5
Other European monarchies imitated the system devised by Roman-law jurists and administrators in the Burgundian dominions along the eastern borders of France. In England and France the Hundred Years’ War (conventionally 1337–1453) had reduced the strength of the aristocracies, the principal opponents of monarchical authority. The pursuit of strong, efficient government by the Tudors in England, following the example of their Yorkist predecessors, found a parallel in France under Louis XI and Francis I. In both countries revision of the administrative and judicial system proceeded through conciliar institutions, although in neither case did it result in the unification of different systems of law. A rising class of professional administrators came to fulfill the role of the king’s executive. The creation of a central treasury under Francis I brought an order into French finances already achieved in England through Henry VII’s adaptation of the machinery of the royal household. Henry VIII’s minister, Thomas Cromwell, introduced an aspect of modernity into English fiscal administration by the creation of courts of revenue on bureaucratic lines. In both countries, the monarchy extended its influence over the government of the church. The unrestricted ability to make law was established by the English crown in partnership with Parliament. In France the representative Estates-General lost its authority, and sovereignty reposed in the king in council. Supreme courts (parlements) possessing the right to register royal edicts imposed a slight and ineffective limitation on the absolutism of the Valois kings. The most able exponent of the reform of the judicial machinery of the French monarch was Charles IX’s chancellor, Michel de L’Hôpital, but his reforms in the 1560s were frustrated by the anarchy of the religious wars. In France the middle class aspired to ennoblement in the royal administration and mortgaged their future to the monarchy by investment in office and the royal finances. In England, on the other hand, a greater flexibility in social relations was preserved, and the middle class engaged in bolder commercial and industrial ventures.
Territorial unity under the French crown was attained through the recovery of feudal appanages (alienated to cadet branches of the royal dynasty) and, as in Spain, through marriage alliances. Brittany was regained in this way, although the first of the three Valois marriages with Breton heiresses also set in train the dynastic rivalry of Valois and Habsburg. When Charles VIII of France married Anne of Brittany, he stole the bride of the Austrian archduke and future emperor Maximilian I and also broke his own engagement to Margaret of Austria, Maximilian’s daughter by Mary of Burgundy. Margaret’s brother Philip, however, married Joan, heiress of Castile and Aragon, so that their son eventually inherited not only Habsburg Germany and the Burgundian Netherlands but also Spain, Spanish Italy, and America. The dominions of Charles V thus encircled France and incorporated the wealth of Spain overseas. Even after the division of this vast inheritance between his son, Philip II of Spain, and his brother, the emperor Ferdinand I, the conflict between the Habsburgs and the French crown dominated the diplomacy of Europe for more than a century.
The principal dynastic conflict of the age was less unequal than it seemed, for the greater resources of Charles V were offset by their cumbrous disunity and by local independence. In the Low Countries he was able to complete the Seventeen Provinces by new acquisitions, but, although the coordinating machinery of the Burgundian dukes remained in formal existence, Charles’s regents were obliged to respect local privileges and to act through constitutional forms. In Germany, where his grandfather Maximilian I had unsuccessfully tried to reform the constitution of the Holy Roman Empire, Charles V could do little to overcome the independence of the lay and ecclesiastical princes, the imperial knights, and the free cities. The revolts of the knights (1522) and the peasantry (1525), together with the political disaggregation imposed by the Reformation, rendered the empire a source of weakness. Even in Spain, where the rebellion of the comuneros took place in 1520–21, his authority was sometimes flouted. His allies, England and the papacy, at times supported France to procure their own profit. France, for its part, possessed the advantages of internal lines of communication and a relatively compact territory, while its alliance with the Ottoman Empire maintained pressure on the Habsburg defenses in southeast Europe and the Mediterranean. Francis I, however, like his predecessors Charles VIII and Louis XII, made the strategic error of wasting his strength in Italy, where the major campaigns were fought in the first half of the century. Only under Henry II was it appreciated that the most suitable area for French expansion lay toward the Rhine.
TURKEY AND EASTERN EUROPE
A contemporary who rivaled the power and prestige of Francis I and Charles V was the ruler of the Ottoman Empire, the sultan Süleyman I the Magnificent (1520–66). With their infantry corps d’élite (the Janissaries), their artillery, and their cavalry, or sipahis, the Ottomans were the foremost military power in Europe, and it was fortunate for their Christian adversaries that Eastern preoccupations prevented them from taking full advantage of Western disunity. A counterpoise was provided by the rise of the powerful military order of the Ṣafavids in Persia—hostile to the orthodox Ottomans through their acceptance of the heretical Islamic cult of the Shī‘ites. Ottoman strength was further dissipated by the need to enforce the allegiance of Turkmen begs in Anatolia and of the chieftains of the Caucasus and Kurdistan and to maintain the conquest of the sultanate of Syria and Egypt by Süleyman’s predecessor, Selim I. Süleyman himself overran Iraq and even challenged Portuguese dominion of the Indian Ocean from his bases in Suez and Basra. The Crimean Tatars acknowledged his suzerainty, as did the corsair powers of Algiers, Tunis, and Tripoli. His armies conquered Hungary in 1526 and threatened Vienna in 1529. With the expansion of his authority along the North African coast and the Adriatic littoral, it seemed for a time as if the Mediterranean, like the Black Sea and the Aegean, might become an Ottoman lake.
Charles V
(b. Feb. 24, 1500, Ghent [now in Belgium]—d. Sept. 21, 1558, San Jerónimo de Yuste, Spain)
Charles V, who reigned as Holy Roman emperor (1519–56) and king of Spain (as Charles I, 1516–56), inherited a Spanish and Habsburg empire that not only extended across Europe from Spain and the Netherlands to Austria and the Kingdom of Naples but also reached overseas to Spanish America. Son of Philip I of Castile and grandson of the Spanish monarchs Ferdinand V and Isabella I and of Holy Roman emperor Maximilian I, he succeeded to his grandfathers’ kingdoms on their deaths in 1516 and 1519, respectively. Important events of his reign include the Diet of Worms and the beginning of the Reformation; his defeat of the French king Francis I, which assured Spanish supremacy in Italy; wars against Turkey under Süleyman I; the formation of the Schmalkaldic League; the Council of Trent; and the Peace of Augsburg. He struggled to hold his vast Spanish and Habsburg empire together against the growing forces of Protestantism, Turkish and French pressure, and even hostility from Pope Adrian VI. In 1555–56 Charles abdicated his claims to the Netherlands and Spain in favour of his son Philip II and the title of emperor to his brother Ferdinand I, and in 1557 he retired to a monastery in Spain.
In this painting, Holy Roman emperor Charles V of Spain, seated, looks at portraits with his son, Philip II. Hulton Archive/Getty Images
Though it observed the forms of an Islamic legal code, Turkish rule was an unlimited despotism, suffering from none of the financial and constitutional weaknesses of Western states. With its disciplined standing army and its tributary populations, the Ottoman Empire feared no internal threat except during the periods of disputed succession, which continued to occur despite a law empowering the reigning sultan to put to death collateral heirs. It was not unusual for the sultan to content himself with the overlordship of frontier provinces. Moldavia and Walachia were for a time held in this fashion, and in Transylvania the vaivode (governor) John Zápolya gladly accepted Süleyman as his master in return for support against Ferdinand of Austria.
Despite the expeditions of Charles V against Algiers and Tunis, and the inspired resistance of Venice and Genoa in the war of 1537–40, the Ottomans retained the initiative in the Mediterranean until several years after the death of Süleyman. The Knights of St. John were driven from Rhodes and Tripoli and barely succeeded in retaining Malta. Even after Spain, the papacy, Venice, and Genoa had crushed the Turkish armament in 1571 in the Battle of Lepanto, the Ottomans took Cyprus and recovered Tunis from the garrison installed by the allied commander, Don John of Austria. North Africa remained an outpost of Islam and its corsairs continued to harry Christian shipping, but the Ottoman Empire did not again threaten Europe by land and sea until late in the 17th century.
Poland, Lithuania, Bohemia, and Hungary were all loosely associated at the close of the 15th century under rulers of the Jagiellon dynasty. In 1569, three years before the death of the last Jagiellon king of Lithuania-Poland, these two countries merged their separate institutions by the Union of Lublin. Thereafter the Polish nobility and the Roman Catholic faith dominated the Orthodox lands of Lithuania and held the frontiers against Muscovy, the Cossacks, and the Tatars. Bohemia and the vestiges of independent Hungary were regained by the Habsburgs as a result of dynastic marriages, which the emperor Maximilian I planned as successfully in the east as he did in the west. When Louis II of Hungary died fighting the Ottomans at Mohács in 1526, Archduke Ferdinand of Austria obtained both crowns and endeavoured to affirm the hereditary authority of his dynasty against aristocratic insistence on the principle of election. In 1619, Habsburg claims in Bohemia became the ostensible cause of the Thirty Years’ War, when the Diet of Prague momentarily succeeded in deposing Ferdinand II.
In the 16th century, eastern Europe displayed the opposite tendency to the advance of princely absolutism in the West. West of the Carpathians and in the lands drained by the Vistula and the Dnestr, the landowning class achieved a political independence that weakened the power of monarchy. The towns entered a period of decline, and the propertied class, though divided by rivalry between the magnates and the lesser gentry, everywhere reduced their peasantry to servitude. In Poland and Bohemia the peasants were reduced to serfdom in 1493 and 1497, respectively, and in free Hungary the last peasant rights were suppressed after the rising of 1514. The gentry, or szlachta, controlled Polish policy in the Sejm (parliament), and, when the first Vasa king, Sigismund III, tried to reassert the authority of the crown after his election in 1587, the opportunity had passed. Yet, despite the anarchic quality of Polish politics, the aristocracy maintained and even extended the boundaries of the state. In 1525 they compelled the submission of the secularized Teutonic Order in East Prussia, resisted the pressure of Muscovy, and pressed to the southeast, where communications with the Black Sea had been closed by the Ottomans and their tributaries.
Farther to the east the grand principality of Moscow emerged as a new and powerful despotism. Muscovy, and not Poland, became the heir to Kiev during the reign of Ivan III the Great in the second half of the 15th century. By his marriage with the Byzantine princess Sofia (Zoë) Palaeologus, Ivan also laid claim to the traditions of Constantinople. His capture of Novgorod and repudiation of Tatar overlordship began a movement of Muscovite expansion, which was continued by the seizure of Smolensk by his son Vasily (Basil) III and by the campaigns of his grandson Ivan IV the Terrible (1533–84). The latter destroyed the khanates of Kazan and Astrakhan and reached the Baltic by his conquest of Livonia from Poland and the Knights of the Sword. He was the first to use the title of tsar, and his arbitrary exercise of power was more ruthless and less predictable than that of the Ottoman sultan. After his death Muscovy was engulfed in the Time of Troubles, when Polish, Swedish, and Cossack armies devastated the land. The accession of the Romanov dynasty in 1613 heralded a period of gradual recovery. Except for occasional embassies, the importation of a few Western artisans, and the reception of Tudor trading missions, Muscovy remained isolated from the West. Despite its relationship with Greek civilization, it knew nothing of the Renaissance. Though it experienced a schism within its own Orthodox faith, it was equally untouched by Reformation and Counter-Reformation, the consequences of which convulsed western Europe in the late 16th century.
REFORMATION AND COUNTER-REFORMATION
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In a sense, the Reformation was a protest against the secular values of the Renaissance. No Italian despots better represented the profligacy, the materialism, and the intellectual hedonism that accompanied these values than did the three Renaissance popes: Alexander VI, Julius II, and Leo X. Among those precursors of the reformers who were conscious of the betrayal of Christian ideals were figures so diverse as the Ferraran monk Savonarola, the Spanish statesman Cardinal Jiménez, and the humanist scholar Erasmus.
The corruption of the religious orders and the cynical abuse of the fiscal machinery of the church provoked a movement that at first demanded reform from within and ultimately chose the path of separation. When the German priest Martin Luther protested against the sale of indulgences in 1517, he found himself obliged to extend his doctrinal arguments until his stand led him to deny the authority of the pope. In the past, as in the controversies between pope and emperor, such challenges had resulted in mere temporary disunity. In the age of nation-states, the political implications of the dispute resulted in the irreparable fragmentation of clerical authority.
Süleyman I
(b. November 1494?/April 1495?—d. Sept. 5/6, 1566, near Szigetvár, Hung.)
The Ottoman sultan Süleyman I, called the Magnificent, ruled 1520–66. He became sultan of the Ottoman Empire after serving as a provincial governor under his grandfather Bayezid II and his father, Selim I (ruled 1512–20). He immediately began leading campaigns against the Christians, taking Belgrade (1521) and Rhodes (1522). At the Battle of Mohács (1526) he broke the military strength of Hungary. In 1529 he laid siege to Vienna but failed to capture it. Further campaigns in Hungary (1541, 1543) left the region divided between Habsburg- and Ottoman-dominated areas. Iraq and eastern Anatolia were captured during his first campaign (1534–35) against the Persian Ṣafavid dynasty; his second (1548–49) brought conquests in southern Anatolia around Lake Van; but his third (1554–55) was unsuccessful. His navy, under the Ottoman admiral Barbarossa, controlled the Mediterranean Sea. He built mosques, bridges, and aqueducts and surrounded himself with great poets and legal scholars. His reign is considered a high point of Ottoman civilization.
Ottoman sultan Süleyman I, the Magnificent. Time & Life Pictures/Getty Images
Luther had chosen to attack a lucrative source of papal revenue, and his intractable spirit obliged Leo X to excommunicate him. The problem became as much concern to the emperor as it was to the pope, for Luther’s eloquent writings evoked a wave of enthusiasm throughout Germany. The reformer was by instinct a social conservative and supported existing secular authority against the upthrust of the lower orders. Although the Diet of Worms accepted the excommunication in 1521, Luther found protection among German princes. In 1529 the rulers of electoral Saxony, Brandenburg, Hessen, Lüneberg, and Anhalt signed the “protest” against an attempt to enforce obedience. By this time, Holy Roman emperor Charles V had resolved to suppress Protestantism and to abandon conciliation. In 1527 his mutinous troops had sacked Rome and secured the person of Pope Clement VII, who had deserted the imperial cause in favour of Francis I after the latter’s defeat at the Battle of Pavia. The sack of Rome proved a turning point both for the emperor and the humanist movement that he had patronized. The humanist scholars were dispersed, and the initiative for reform then lay in the hands of the more violent and uncompromising party. Charles V himself experienced a revulsion of conscience that placed him at the head of the Roman Catholic reaction. The empire he ruled in name was now divided into hostile camps. The Catholic princes of Germany had discussed measures for joint action at Regensburg in 1524; in 1530 the Protestants formed a defensive league at Schmalkalden. Reconciliation was attempted in 1541 and 1548, but the German rift could no longer be healed.
Martin Luther
(b. Nov. 10, 1483, Eisleben, Saxony [now in Germany]—d. Feb. 18, 1546, Eisleben)
The German priest Martin Luther sparked the Reformation. Luther studied philosophy and law before entering an Augustinian monastery in 1505. He was ordained two years later and continued his theological studies at the University of Wittenberg, where he became a professor of biblical studies. He was shocked by the corruption of the clergy on a trip to Rome in 1510 and was later troubled by doubts centring on fear of divine retributive justice. His spiritual crisis was resolved when he hit on the idea of justification by faith, the doctrine that salvation is granted as a gift through God’s grace. He urged reform of the Roman Catholic Church, protesting the sale of indulgences and other abuses, and in 1517 he distributed to the archbishop of Mainz and several friends his Ninety-five Theses (according to legend, Luther nailed the theses to the door of the castle church in Wittenberg); the theses questioned Roman Catholic teaching and called for reform. In 1521 he was excommunicated by Pope Leo IX and declared an outlaw at the Diet of Worms. Under the protection of the elector of Saxony, Luther took refuge in Wartburg. There he translated the Bible into German; his superbly vigorous translation has long been regarded as the greatest landmark in the history of the German language. He later returned to Wittenberg, and in 1525 he married the former nun Katherine of Bora, with whom he raised five children. Though his preaching was the principal spark that set off the Peasants’ War (1524–25), his vehement denunciation of the peasants contributed to their defeat. His break with Rome led to the founding of the Lutheran Church; the Lutheran confession of faith or, Augsburg Confession, was produced with Luther’s sanction by Philipp Melanchthon in 1530. Luther’s writings included hymns, a liturgy, and many theological works.
